The documents we reviewed covered various issues associated with sustainable development ranging from the provision of health care services to the protection of environmental resources. As can be seen in Additional file 1: Appendix 1, the documents included for analysis were produced by a wide range of UN agencies. We found an overarching recognition of the intersecting nature of the issues being discussed. Generally, the pre-2015 documents reflected an emphasis on the problem of development, similar to the emphasis placed on poverty alleviation in the MDG agenda. There was a marked shift post-2015 to an emphasis on transforming systems and approaches to development. Part of the transformation suggested in the documents related to how the different sectors interact with each other and the need for coordination and harmonization across sectors. The SDGs include explicit reference to policy coherence in Article 17. We found that the post-2015 documents placed particular emphasis on balancing different priorities. Despite the emphasis on balancing priorities, economic policy goals were often given priority or framed as key consideration in health, social, and environmental goals. All the documents placed an emphasis, either implicitly or explicitly, on ‘economic hierarchy’, a perspective that positions economic policy goals as the dominant concern with other goals contributing to this aim. For example, we often found reference to health of populations as a means or contributor to economic growth. We illustrate below how health and other goals were often framed as instrumental to achieving economic goals. Economic growth figured prominently in the documents we also found several open critiques of this emphasis on growth, coupled with calls to transform the economic system. When the status quo was critiqued or calls for transformation made, it was common for economic goals to remain prominent in relation to other goals, but the terms like ‘inclusive’ or ‘equitable’ were added to terms like ‘economic growth’, reflecting attempts to reconfigure ways of viewing economic policy goals. We also found consistent calls to transform the system. Although transformation was often framed in terms of finding a balance between narrow economic growth and other goals, some documents included critiques of the way economic goals had dominated development policy and new visions of economies and their relationships with societies, the environment, education, health and other policy goals.
In the following sections, we describe how economic goals remain a prominent concern in the SDG documents (hierarchy), review the critiques brought forward against this status quo of economic hierarchy, and end by situating calls to balance economic goals with other goals in relation to other calls for transformation. The latter illustrates the struggles that exist in how high-level agencies at the UN seek to operate in the current systems of policy and governance while expressing an aspiration to do things differently for the sake of environmental protection, equity-oriented economics, and health and social well-being.
Embedded economic hierarchy
We found a strong emphasis on economic policy goals. Other goals were often framed in relation to economic goals. Despite the different mandates of the different agencies, often the goals associated with a particular mandate were framed in relation to economics. For example, we see documents produced by the World Health Organization emphasizing how health is beneficial to the economy or is a sound investment. Despite this hierarchy, many documents added qualifiers to terms like economic growth. Documents published in the lead up to the establishment and adoption of the SDGs frequently referred to ‘inclusive and equitable economic growth’ as a ‘necessary requirement’ for poverty eradication [50] (p. 6). Another document echoes this qualification stating that ‘we recognize that sustained, inclusive and equitable economic growth in developing countries is a key requirement for eradicating poverty and hunger’ [51] (p. 29). To illustrate the hierarchy of goals a World Health Organization document published after 2015 in relation to health and the SDGs, notes that ‘More importantly, the economic growth in many low- and middle-income countries has provided, and will continue to provide, major opportunities for increasing domestic health investments’ [52] (p. 29). Another document that discusses non-communicable diseases (NCDs) in relation to the SDGs, illustrates how the instrumental positioning of health in relation to economics occurs in two directions. First, economic growth is presented as a necessity for health investments. Second, health, and specifically NCDs in this case, are framed in relation to economic growth:
Loss of productivity linked to NCDs is also significant. It has been estimated that there is a reduction in economic growth of 0.5% for every 10% increase in NCD mortality [16]. Losses are cumulative, affect different sectors (including health) and are expressed in terms of direct costs (e.g. of diagnosis and treatment, absenteeism and loss of productivity) and also indirect costs, as others may have to replace sick people to cover for some of their activities, adding burden of work or other unmet needs [53] (p. 3).
This excerpt illustrates how health is positioned as necessary for economic prosperity, a common framing in the documents. To further illustrate this point, this same document notes that ‘preventing NCDs makes economic sense’ (p. 3). This framing of health as instrumental for economic growth is seen in other documents where the importance of an issue is justified based on its contribution to economic growth. For example, a document published on the topic of ‘mainstreaming trade’ in the SDG agenda, notes that ‘The opportunities that trade generates for greater economic growth, for improved social development and for reducing poverty are well established. Trade contributes to the realization of the SDGs and, as an enabler, serves as a foundation from which to build national, regional and international policies for sustainable development.’ [54] (p. 9). Another report on urban health presents the same instrumental relationship between health and economic goals, noting that ‘A healthy population is essential for creating economically competitive and inclusive cities’ [55] (p. 6). The WHO also notes that investments in the health and social sectors are a ‘driver of economic growth’ (p. 175). This instrumental framing is most dramatic in the following statement that encourages the framing of health and other issues in economic terms, ‘Growth, while not a panacea for all problems, makes poverty reduction and redistribution policies more acceptable to economic and political elites’ [56] (p. 39). The hierarchy is illustrated in the following proposal submitted during the negotiation of the SDGs suggesting that ‘growth’ should be removed from SDG 8:
Proposed Goal 8: Ensure full and productive employment and decent work for all, promote sustained, inclusive and sustainable economic, social and human development, within planetary boundaries [57].
The attempt to replace growth with development within planetary boundaries, an explicit attempt to de-center economic goals in favour of environmental and equity considerations, was not taken up in the final version of SDG 8:
Goal 8: Promote sustained, inclusive, and sustainable economic growth, full and productive employment and decent work for all.
Critiques of economic hierarchy and the status quo
While economic policy goals remain dominant in much of the discourse, there is also a pervasive recognition of the limits of this hierarchy and the approach to economic policy. The emphasis on economic hierarchy was often criticized, noting economic policy and practices have led to significant social and environmental harms. Some of the critiques targeted the expressed limits of the MDGs and a need to reconsider economic approaches to development. The critiques of economic hierarchy and the economic status quo noted an ‘overreliance on economic indicators’ [50] (p. 12) and a corresponding ‘mechanistic association of poverty reduction with economic growth’.
The deeper critique found in the documents targeted an inattention to the ‘root causes’ [50] or ‘structural causes’ [58]. These critiques centered on the contrast between the purported benefits of economic goals and the inequalities and exclusion they produce. This critique is captured most pointedly in the following statement in a document on policy innovations for transformative change where the authors note that ‘key aspects of the economy and wealth creation seem no longer to serve humanity’, going on to critique existing remedial approaches such a public-private partnerships, corporate social responsibility, social impact investment, among others as ‘piecemeal’ and asserting that they do not ‘fundamentally improve well-being, empower vulnerable groups or challenge the drivers of social exclusion and insecurity’ [56] (p. 116). Another document articulated the root causes of the problems embedded in the economic status quo as a ‘by-product of colonialism’ and ‘capitalist extractivism’ with an emphasis on the neglect towards segments of the population including women and indigenous populations [59]. It was noted in one document that ‘From the perspective of poverty eradication, equality and sustainable development, humanizing the economy is perhaps the greatest challenge facing the international development community’ (emphasis added) [56] (p. 116).
While these forcible critiques of the economic status quo are advanced, the previous section illustrates that more often the economic hierarchy and status quo was left without critique. These critiques informed the two remaining themes of balance and transformation. As noted earlier, there existed tensions within the documents between a clearly stated hierarchy and calls to place less emphasis on and transform economic goals. The main tensions we found are between a persistent emphasis on the dominance of economic policy goals, coupled with critiques of the ways that these goals have been formulated and consequences of these formulations in relation to health, social and environmental harms. At the same time the ‘transformational’ project was consistently emphasized across the documents, namely the need to reimagine development for sustainability and equity. We found that the most prominent approach towards this transformational agenda was an emphasis on ‘balancing’ goals. Within the theme of balance was an implicit tension between continuing to perpetuate a status quo with its associated harms and reimagining something new.
Is balance the answer when how to transform is the question?
Throughout the documents there were calls for transformation in the policy goals stemming from the SDGs. A consensus document produced by the United Nations following consultation with a variety of stakeholders summarizes the sentiment as such:
The thousands of people engaged in the consultation are asking for a global development framework, backed by national policy action, to improve their lives by making people across the world less vulnerable, more empowered and more resilient to change. They want leaders to take action to create the conditions for a more equitable and safer world. They see challenges which persist regardless of economic growth, and they want a forward-looking approach that does not burn through the planet’s resources. Their calls suggest an appetite for transformative change, asking global leaders to surpass the confines of current global consensus [50] (p. 21).
In another document published prior to the adoption of the SDGs it is noted that ‘transformational change’ must challenge ‘the status quo’ and result in a ‘system designed under a different development model’ [60] (p. 4). Several documents addressed the relationship between economic growth and the need for transformation by noting the need for a system based on ‘economic transformation and inclusive growth’ [61] (p. 45), or a ‘radical decoupling of economic growth from natural resource consumption and environmental impacts’ [62] (p. 5). Many of the calls for transformative change returned to a need to tackle ‘root causes’ along different lines. Some of these lines included an emphasis on ‘pro-poor investment and growth’, ‘sustainable food and agriculture’ and ‘social protection programmes’ [63] (p. 6). The discussion was centered on the three key domains framing the SDGs: economy, society, and environment.
We found that alongside calls for transformative change was a language and conceptual structure that reflects an ambiguity of where change will come from and what it will look like. We found more a general reference to principles, which in themselves are potent in articulating a vision of transformation that moves beyond a narrow economic rationality. For example, the following statement presented in the UNEP document makes a dramatic call to move beyond growth for environmental protection:
Highest priority must now be given to policies and actions that promote and enable radical decoupling of economic growth from natural resource consumption and environmental impacts. Such measures will need to lead to great increases in resource efficiencies of the world’s production systems and increased sustainability in the lifestyles its peoples lead. This requirement is so fundamental that Sustainable Consumption and Production (SCP) has been given both an over-arching status and a specific goal among the 17 SDGs [62] (p. 5).
Similar calls were found in a document published by the United Nations Office on Drugs and Crime (UNODC) where it is noted that transformation will require a deep reconfiguring of the way that systems operate:
Policy debates that highlight the goal of transformation often ignore the deep-seated changes that are required in economic, social and power relations. Without specific attention to how SDG 16 applies in all dimensions of human life — and not only in relation to targets related to political and legal inclusion — it will be impossible to realize the transformative potential of the SDGs [64] (p. 21).
Despite the critique of using economic growth as a prime indicator for development from some groups and agencies, growth continues to be referenced as a core feature of the SDGs. For example, in one document it is noted that change is required in all three domains (economic, social, environmental) but goes onto to say that sustainable development ‘requires changes in economic structures to promote employment-intensive growth patterns that ensure macroeconomic stability and policy space’ [56] (p. 4). Absent such assertions is also a clear characterization of what this new type of growth should look like. It is not specified how employment-oriented growth aligns with environmental considerations, capital distribution, gender-inclusion, or other health and social goals.
Insights into the nature of transformative change that is represented in the SDG-associated documents comes in part with the emphasis placed on ‘balance’ between the three domains. The three domains are often presented as equivalent concerns in relation to sustainability. For example, we read statements like these that discuss issues, in this case the need to revitalize the agricultural and rural development sectors ‘in an economically, socially and environmentally sustainable manner’ [51] (p. 31). In other sections there is an expressed need to achieve a ‘just balance among economic, social and environmental needs’ [51] (p. 21). In an issue brief on governing the SDGs, it is noted that ‘Global governance institutions need to be able to manage the interlinkages among the three dimensions of sustainable development in such as a way as to secure shared and sustainable prosperity’ [65] (p. 6).
What is not as clear from the documents is how this balance is to be characterized. In one summary document from the Secretary General, it is noted that the environmental domain should be prioritized given the existential challenges being faced in this domain [66]. It was illuminating to see the proposed changes to the text of the SDGs, based on input from a variety of civil society actors, sought to strengthen the transformative language of the provisions. For example, we see that amendments were proposed to move away from the language of economic growth and towards sustainability:
We recognize that people, of all ages and abilities, are at the centre of sustainable development and, in this regard, we strive for a world that is just, equitable and inclusive, and we commit to work together to promote sustainable and inclusive economic development, social development and environmental protection and thereby to engage and benefit all [57] (p. 3) (bolded text are proposed amendments).
Another proposed amendment sought to refrain the involvement of the private sector according to their impact on human rights, gender equity and social and environmental impacts:
We also acknowledge that the implementation of sustainable development goals will depend on the active engagement of all stakeholders, including those from the public and private sectors, and civil society, noting that any such engagement must be consistent with human rights and gender equality, and regulated, transparent and accountable for its social and environmental impacts [57] (p. 4).
Agencies often appeal for the need to address critical social and environmental problems created by the current economic systems, while at the same time framing their appeals to change using the core features of these same economic systems, such as economic growth. As noted in an earlier section, the WHO often framed its health objectives as a means to achieve economic outcomes. Similarly, we see this with the United Nations Environment Programme (UNEP) where it is stated:
What is very likely is that failing to move decisively towards (Sustainable Consumption Patterns) SCP will result in a continuation of the established trade off pattern between the SDG objectives, at the expense of sustainable resource use and the environment, such that resource constraints and environmental changes result in even the social and economic SDGs not being attained in the medium- to long-term, and undoing much development that has been so painstakingly achieved in recent decades [62] (p. 39).
After expressing the gravity of the environmental challenges facing humanity and the dire need to move to sustainable patterns of consumption, the document defends the need for change by noting that such change need not challenge the status quo of competition and economic growth, ‘There is evidence from a number of countries and businesses that pursuing an aggressive SCP agenda need not impact negatively on competitiveness and economic growth.’ This pattern of critiquing the system while appeasing the sensibilities of the current status quo of economic policy was persistent throughout the documents. This tension seems to reflect a portion of the quoted text presented earlier about the need to make policies and approaches ‘more acceptable to economic and political elites’ [56] (p. 39).