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Table 1 Emerging alignment of multisector collaboration (MSC) theoretical and conceptual frameworks/ models, illustrative examples

From: Specific considerations for research on the effectiveness of multisectoral collaboration: methods and lessons from 12 country case studies

Multisectoral collaboration model on transformative change from multi-country studies series

(Kuruvilla et al. 2018)

Framework on multisector and multilevel collaboration for HIV/AIDs governance in South Africa (Mahlangu et al. 2019)

Strategies to govern multisectoral collaborations (Rasanathan et al. 2018)

Domains related to identifying methodological gaps for MSC research (Glandon et al. 2019)

Dynamic networks, changing contexts: The collaboration occurs within wider interactions and networks and changing political, social, and environmental context

Pre-conditions: buy-in to the process; recognized interdependencies; resources; and prior relations (history of interaction)

Understand the key actors and political ecosystem, including type of MSC required and mapping incentives, interests and hierarchies

Contextualisation: key contextual factors affecting MSC likelihood, formation, implementation, impact, etc. across place, time, topic, partner type(s), etc., including nature and extent of their influence on MSCs

Drive change: Set agendas and mobilize a critical mass of stakeholders for change; ascertain whether the situation is best tackled by MSC; and optimise linkages across sectors and SDGs

Initiation: Key opportunities, conditions or drivers for MSC formation; appropriate scope and scale; which partners to engage and when and how to engage them

Define: define the problem in a way that improves how solutions are assessed, and enables stakeholders to agree on a course of action and develop a well-defined project

Key drivers / requirements: shared understanding of the problem and common goal; strategic planning; leadership; and capacity

Frame the issue in the most strategic manner; define clear roles with specific sets of interventions according to sector

 

Design: build on existing mechanisms and sectoral expertise to plan programmes; set up governance for the MSC;

and develop solutions and innovations that are relevant to stakeholders, contexts, and goals

Mechanisms and processes: set up mechanisms for interaction, communication, conflict management and building trust.

Structure: definition of membership and expectations, roles and responsibilities, and operating procedures

Use existing structures unless there is a compelling reason not to do so

MSC governance structures and attributes: leadership; voice, inclusiveness and representation; roles and responsibilities; accountability and information sharing mechanisms

Realise: strengthen implementation, monitoring, and evaluation as iterative and adaptive processes that facilitate learning from successes and failures; and adapt to change

Execution: implementation of the plan; coordination of activities; and constant reflection and learning

Develop financing and monitoring systems to encourage collaboration; strengthen implementation processes and capacity

MSC implementation: key strategies, approaches, challenges and success factors; building capacity for engagement; maintaining stakeholder commitment

Relate: systematically assess and strengthen synergies between sectors; manage MSCs; and promote multistakeholder dialogue and deliberation

Administration: setting up meeting and sending out invites; documentation of engagements; and following up action plans

Pay explicit attention to the roles of non-state sectors; address conflicts of interest and manage trade-offs; distribute leadership

Adaptation: key factors and actions affecting sustainability of MSCs over time; adapting MSCs to changing conditions; whether, when and how to conclude MSCs

Capture success: use a range of qualitative and quantitative methods to monitor and evaluate results comprehensively and promote learning from both successes and failures; and formulate MSC as an intervention to which health and development outcomes can be attributed

Evaluation: measuring the outcome of collaboration; accounting for multisectoral action

Support mutual learning and implementation research

Measurement: indicators or assessments of MSC inputs/costs, functioning, outputs, outcomes and/or impacts; value-add of MSC vs single-sector approaches; attributing results to MSC components or partners