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Table 1 Parameters for evaluating priority setting with corresponding indicators and means of verification

From: The unfunded priorities: an evaluation of priority setting for noncommunicable disease control in Uganda

 

Parameters of successful priority setting

Objectively Verifiable Indicators (OVI)

Means of Verification (MOV)

Contextual Factors

Conducive political, economic, social and cultural context

Relevant contextual factors that may impact priority setting

Follow up intermittent interviews with local stakeholders, systematic longitudinal observations, relevant reports, media reports.

Pre-requisites

Political will

Degree to which the politicians support the set priorities

Follow up intermittent interviews with local stakeholders, systematic longitudinal observations, relevant reports, media reports.

Resources

Budgetary and human resource allocation to the health sector

National budget documents

Legitimate and credible institutions

Degree to which the priority setting institutions can set priorities, public confidence in the institution

Stakeholder and public interviews

Incentives

Material and financial incentives

National budget documents

The priority setting process

Stakeholder participation

Number of stakeholders participating, number of opportunities each stakeholder gets to express opinions

Observation at meetings/minutes of meetings, media reports, special reports

Use of clear priority setting process/tool/methods

Documented priority setting process and/or use of priority setting framework

Observation at meetings/minutes of meetings, media reports, special reports

Use of explicit relevant priority setting criteria

Documented/articulated criteria

Observation at meetings/minutes of meetings, media reports, special reports

Use of evidence

Number of times available data is resourced/number of studies commissioned/existing strategies to collect relevant data

Observation at meetings/minutes of meetings, media reports, special reports

Reflection of public values

Number and type of members from the general public represented, how they are selected, number of times they get to express their opinion, proportion of decisions reflecting public values, documented strategy to enlist public values, number of studies commissioned to elicit public values

Observation at meetings/minutes of meetings, study reports, meeting minutes and strategic plans

Publicity of priorities and criteria

Number of times decisions and rationales appear in public documents

Media reports

Functional mechanisms for appealing the decision

Number of decisions appealed, number of decisions revised

Observations at meetings/minutes at [of] meetings, media reports, special reports

Functional mechanisms for enforcement

Number of cases of failure to adhere to priority-setting process reported

Observation at meetings/minutes of meetings, media reports, special reports

Efficiency of the priority setting process

Proportion of meeting time spent on priority setting, number of decisions made on time

Observation at meetings/minutes of meetings, annual budget documents, health system reports

Decreased dissentions

Number of complaints from stakeholders

Meeting minutes, media reports

Allocation of resources according to priorities

Degree of alignment of resource allocation and agreed upon priorities, times budget is re-allocated from less prioritized to high prioritized areas, stakeholder satisfaction with the decisions

Annual budget reports, evaluation documents

Decreased resource wastage/misallocation

Proportion of budget unused

Budget documents, evaluation reports

Improved internal accountability/reduced corruption

Number of publicized resource allocation decisions

Evaluation reports, stakeholder interviews, media reports

Increased stakeholder understanding, satisfaction and compliance with the priority setting process

Number of stakeholders attending meetings, number of complaints from stakeholders, percentage of stakeholders that can articulate the concepts used in priority setting and appreciate the need for priority setting

Observation at meetings/minutes of meetings, special reports, stakeholder satisfaction survey, media reports, stakeholder interviews, evaluation reports

Implementation of the set priorities

Improved internal accountability/reduced corruption

Number of publicized resource allocation decisions

Evaluation reports, stakeholder interviews, media reports

Strengthening of the priority setting institution

Indicators relating to increased efficiency, use of data, quality of decisions and appropriate resource allocation, percentage of stakeholders with the capacity to set priorities

Training reports, evaluation reports, budget documents

Impact on institutional goals and objectives

Percentage of institutional objectives met that are attributed to the priority setting process

Evaluation reports, special studies

Priority setting outcomes

Impact on health policy and practice

Changes in health policy to reflect identified priorities

Policy documents

Achievement of health system goals -improved population health -reduction in health inequalities -fair financial contribution -responsive health care system

Percent reduction in DALYs, percent reduction of the gap between the lower and upper quintiles, percentage of poor populations spending more than 50% of their income on health care, percentage of users who report satisfaction with the healthcare system

Ministry of Health documents, Demographic and Health Surveys, commissioned studies

Improved financial and political accountability

Number of publicized financial resource allocation decisions, number of corruption instances reported, percentage of the public reporting satisfaction with the process

Reports, media reports, interviews with stakeholders

Increased investment in the health sector and strengthening of the health care system

Proportion increase in the health budget, proportion increase in the retention of health workers, percentage of the public reporting satisfaction with the health care system

National budget allocation documents

  1. Key: Non-italics = immediate parameters (i.e. can be assessed in a budget cycle); Italics = delayed parameters (i.e. assessed over a longer term, such as the planning cycle)